Almeida, D. (2000). A survey of mathematics undergraduates’ interaction with proof: some implications for mathematics education. International Journal of Mathematics Education in Science and Technology, 31(6), 869-890.
 
The author ran a large (N = 473) quantitative study of students’ perceptions of proof and then a smaller qualitative sub-study of proof perceptions and practices. He lists several tensions: between novice and professional, between informality and formality, between state of becoming and state of being. “From an educational point of view the prototypical proof practices of beginning undergraduates, despite being imperfect, ought to be initially accommodated simply because the learner believes in their veracity—for the student it is a proof. A tension also arises in the process of convincing the student of the necessity of making the transition to formal proof” (p. 870). Hmm, reference to Ruthven and Coe (1994). I should dig out work by these two if I do a study of my own; it looks intriguing. This study has a nicely described methodology. The qualitative part included students judging the efficacy of proofs across a range of representations, such as visual or abstract. There were also interviews. There is lots of detail on the qualitative stuff, I won’t summarise it here. One point: he finds the 2nd year students have a deeper understanding of proof than the 1st years, which is an encouraging result. The qualitative results show that most students have poor proof perceptions and practices despite apparent agreement with the principles encountered in the questionnaire. The author speculates that at least part of the problem is the difference between how maths is taught and how original mathematics is constructed. The author closes with a suggestions related to development of concept images. The paper has a detailed Appendix which could be of use of one wanted to replicate the study.
 
 
Almeida, D. (2003). Engendering proof attitudes: can the genesis of mathematical knowledge teach us anything? International Journal of Mathematics Education in Science and Technology, 34(4), 479-488.
 
The author “reports on how proof attitudes could be inculcated in students by offering them a course design that is faithful, to some extent, to the historical genesis of modern mathematics.” (p. 479). As some of the papers already discussed, the author gives a brief rundown on the history of proof. “If the sequence for understanding mathematics [intuition, trial, error, speculation, conjecture, proof ] as espoused by MacLane also applies in mathematics learning as well as in research and if the theory of levels in proving is accepted then there are implications for proof in mathematics education” (p. 482). The author describes a study where the students manipulated descrined shapes in a computer package and had to come up with a conjecture based on their observations and then prove the conjecture. The results were interesting, with students coming up with conjectures and providing proofs across a range of formality. Interestingly, the students displayed positive proof perceptions and practices.
 
Do not treat this blog entry as a replacement for reading the paper. This blog post represents the understanding and opinions of Torquetum only and could contain errors, misunderstandings and subjective views.
 Rodd, M.M. (2000). On mathematical warrants: proof does not always warrant and a warrant may be other than a proof. Mathematical Thinking and Learning, 2(3), 221-244.
 
The author defines various terms, such as justification: “rationale for a belief” and warrant: “that which secures knowledge” (p. 222). He cites Plantinga in defining “warrant” as that quality which distinguishes knowledge from belief. He distinguishes between justification and warrant in that “warrants are for truth, and justifications are reasons” (p. 223). “I may justify a proposition by reproducing a proof of it, but this may not warrant my knowledge of the proposition because the proof is not my own reasoning. Moreover, it may be possible to know without being able to justify in terms of reasons (visualization, for example, may warrant).” The author cites several very interesting studies, notably one by Coe and Ruthven (1994) where they found that students understand the role of proof, but do not tend to use it themselves, preferring empirical observations. “The students were better able to explain the nature of proof than to use proofs in their mathematical investigations: They were aware that proof is required for knowledge, but proof was not the means by which they secured their beliefs in the truth values of mathematical propositions” (p. 225).
 
The author emphasises how so many studies show that proving and knowing are not the same thing for students. (Note to self: When teaching engineering students, are we really looking for “warrants” to help them understand, where warrants could be formal proofs but could equally be something else?) More definitions: “warranting (truth exhibiting) and justifying (giving reasons for the belief)” (p. 227). The author asks “What might warranting mean in classroom practice? For example, if there is a way in which students can come to know through visualizing, how can this epistemic visualization be taught?” (p. 230). There is much in this long paper which I cannot summarise here, for example philosophy, the nature of knowledge and embodiment.
 
“It is this autonomous needer of proof that I suggest is central to a developing mathematician. This need is more than an attitude adopted for math lessons, it is a part of the student’s body–mind. “I just do not believe the result is true unless I have proved it”: In more formal analytic-philosophy language, such a student’s knowledge is dependent on the student’s own proof production. Such students exist, but, in my school and college teaching experience, they are quite rare.” (p. 234). I find this quote interestingly provocative. There’s a nice quote from Polya about proof – mainly geometric. There’s a lovely section on “visual proofs” showing how visualisation can constitute a warrant. However, effective visualisation can be hard to teach and is hard to assess. While the author never mentions engineering maths in this article, I keep finding links. This is a very interesting paper and quite different in focus to the ones I’ve read up to this point.
 
Do not treat this blog entry as a replacement for reading the paper. This blog post represents the understanding and opinions of Torquetum only and could contain errors, misunderstandings and subjective views.
 Jones, K. (2000). The student experience of proof at university level. International Journal of Mathematical Education in Science and Technology, 31(1), 53-60.
 
Interesting: I am starting to see some themes running through these papers. There was the bit on empirical validation I mentioned in the paper just before this. Here I am seeing, again, the emphasis on how students don’t know what a proof is or what it is supposed to do. This is really important. It’s rearranging the deckchairs on the Titanic for us to quibble over misuse of symbols, for instance, in an algebraic proof, when the students don’t even know what constitutes a proof or why we bother to place value on them. Anyway, back to the paper.
 
The students involved in this study are pre-service mathematics teachers. If they don’t, as university students, have a good conception of proof, then they’re not going to be able to teach proof well to the learners in their classrooms. (Interesting segue into grading concept maps – something I’ve never thought about.) There was a correlation between the complexity of the proof concept map and the student’s passing grade on the course, however the author argues that neither passing grade nor complexity of map relates to being a better teacher. The author makes a good point that many of the studies on student’s conceptions of proof are based on small studies – not that he’s disagreeing with them. The author closes with a call to break the “vicious circle” of training maths teachers without attention to proof who then fail to pass on understanding of proof to their classes.
 
Do not treat this blog entry as a replacement for reading the paper. This blog post represents the understanding and opinions of Torquetum only and could contain errors, misunderstandings and subjective views.
 Hoyles, C. (1997). The curricular shaping of students’ approaches to proof. For the Learning of Mathematics, 17(1), 7-16.
 
The author criticises studies which focus on students’ relationship with and understanding of proof independent of borader educational and social context. She argues that such an approach is locked into producing results which suggest a hierarchy of interaction, such as a proof heiracrchy “with empirical "proof" or procedural validation by action at the bottom, and rigorous deductive argument or relational validation based on premises and properties at the pinnacle” (p. 7). The author suggests that we need to look for more wide ranging influences on student responses as well as how the goals for incorporating proof into the curriculum are operationalised. A social dimension can be advantageously used in explain proofs by getting students to explain to a peer. (To link this idea to something currently trendy, whiteboard tutorials could incorporate validation or explanation of proofs.)
 
The author discusses the role of proof in the current (1997) UK national curriculum, which has an unfortunate implication that “it is now official that proof is very hard and only for the most able” (p. 9), due to the layered and hierarchical nature of the curriculum. Just a side note: all the papers I’ve read so far emphasis the intent student focus on “empirical validation” and the complexities around how that differs from formal symbolic proofs. Some take it as a big problem, some see it as a difference which is unavoidable and both sides have worth, some see it as a step on a developmental path. The author goes on to discuss a study on justification and proof, which looked at students conceptions of proofs and how they constructed proofs, rather than taking a deficit view. The author goes on to discuss interesting data which I don’t have space for here. Finally the author argues that, if we wish students to develop a robust conception of proof and skills in proof construction and validation, such skills development needs to be explicitly included in a scaffolded curriculum. We must also avoid thinking that development of skills related to proof are developed linearly.
 
Do not treat this blog entry as a replacement for reading the paper. This blog post represents the understandings and opinions of Torquetum only and could contain errors, misunderstandings and subjective views.
 Selden, J. & Selden, A. (1995). Unpacking the logic of mathematical statements. Educational Studies in Mathematics, 29(2), 123-151.
 
From the abstract: “This study focuses on undergraduate students' ability to unpack informally written mathematical statements into the language of predicate calculus... We discuss this data from a perspective that extends the notion of concept image to that of statement image and introduces the notion of proof framework to indicate that part of a theorem's image which corresponds to the top-level logical structure of a proof... We infer that these students would be unable to reliably relate informally stated theorems with the top-level logical structure of their proofs and hence could not be expected to construct proofs or validate them, i.e., determine their correctness” (p. 123).
Students can be confused between proof and evidence, also, some accept proofs as valid, but still like to see empirical evidence. There are some nice references to different ways to teach proofs to students. The authors look at students’ abilities to clarify the logical structure of mathematical statements in the context of constructing and validating proofs themselves. They found that this ability was not successfully represented by most of the students in the study. When judging the correctness of a proof, there are questions which need to be asked and answered by the person reading the proof. Their study showed that students could neither ask those questions nor answer them. The paper goes on to define and discuss terms like “proof”, “unpack” and “formal and informal statements”. Also a proof framework is defined: “By a proof framework we mean a representation of the "top-level" logical structure of a proof, which does not depend on detailed knowledge of the relevant mathematical concepts, but which is rich enough to allow the reconstruction of the statement being proved or one equivalent to it. A written representation of a proof framework might be a sequence of statements, interspersed with blank spaces, with the potential for being expanded into a proof by additional arguments” (p. 129).
 
The authors argue that students “who cannot reliably unpack the logical structure of informally stated theorems, also cannot reliably validate their proofs” (p. 130) and support their argument with discussion of proof frameworks. There is a lovely discussion of “statement images” which is a collection and network of all knowledge items associated with a particular statement and which can be very rich and detailed. There is reference to a Radford 1990 paper which I’d like to dig out. The data is presented in detail and finally three suggestions for teachers are made (summarised from p. 142):
First, since many undergraduate students have difficulty unpacking informally written statements, it might be useful to present theorems and definitions both in a more informal way and in a more formal way.
Second, it might be useful to offer university students some explicit instruction or advice on validation, an area currently more or less neglected. There is no reason for such instruction to be restricted to proofs.
Finally, because university students who still have weak validation skills may not be able to distinguish proofs from supplementary or explanatory comments, it might be good to present material in a way that makes this distinction clear.
 
Do not treat this blog entry as a replacement for reading the paper. This blog post represents the understanding and opinions of Torquetum only and could contain errors, misunderstandings and subjective views.
 Moore, R.C. (1994). Making the transition to formal proof. Educational Studies in Mathematics, 27(3), 249-266.
 
From the abstract: “This study examined the cognitive difficulties that university students experience in learning to do formal mathematical proofs... An inductive analysis of the data revealed three major sources of the students' difficulties: (a) conceptual understanding, (b) mathematical language and notation, and (c) getting started on a proof. Also, the students' perceptions of mathematics and proof influenced their proof writing” (p. 249). The author did a grounded study of students’ difficulties with proof, by observing classroom activities and interviewing instructors and students. The author found seven major difficulties (p. 251-252):
 
The students did not know the definitions.
 
The students had little intuitive understanding of the concepts.
 
The students' concept images were inadequate for doing the proofs.
 
The students were unable, or unwilling, to generate and use their own examples.
 
The students did not know how to use definitions to obtain the overall structure of proofs.
 
The students were unable to understand and use mathematical language and notation.
 
The students did not know how to begin proofs.
 
The author explores these in greater detail, particularly concept image and concept definition, using definitions and generating examples. He finds that students need to develop concept images through diagrams, examples and graphs before being able to move to symbolic definitions and manipulations. Also, the students’ understanding of a concept seemed to be cognitively separated into different schemata, whereas the instructor had the entirely of the knowledge needed for the proof incorporated into a single schema. This makes working through a proof have a greater cognitive load for students than for the instructor. All the various difficulties seem to combine to make the starting of a proof really difficult. The author recommends a less abrupt transition to proof in the education system and perhaps a transition course on mathematical language and proof before doing courses which heavily depend on a knowledge of proof.
 
Do not treat this blog entry as a replacement for reading the paper. This blog post represents the understanding and opinions of Torquetum only and could contain errors, misunderstandings and subjective views
 Hanna, G. & Jahnke, H.N. (1993). Proof and application. Educational Studies in Mathematics, 24(4), 421-438.
 
Rigorous proof in geometry has existed since the time of the ancient Greeks. Rigorous proof in analysis and algebra was slower to develop, only becoming ubiquitous in the 19th century. “Curiously enough, the traces of these two different traditions can be seen to this very day in school mathematics, where “proving” has remained for the most part peculiar to geometry” (p. 421). During the 1960s and 1970s there was a worldwide attempt, the authors say, to include formal proof at the school level, however there was poor teaching and much complaint and the movement did not succeed. There has been a “shift to a pragmatic view of proof” (p. 422) in which application is key - both “extra- and intramathematical” applications (p. 426). The authors say, “in the classroom proof has a status in algebra quite different from and inferior to its status in geometry” (p. 423) which definitely then has implications for university teaching, especially if one’s students have done very little geometry. The authors draw distinctions between the role of proof amongst mathematical scholars and in the classroom. For the former, the deductive nature of proof and syntactic correctness are of greatest importance. In the classroom, the relation of mathematics to reality is of greater importance and “the complex relationship between deductive reasoning or symbolic manipulation on the one hand and its application on the other must be developed afresh for each individual case” (p. 433), making teaching proof multi-dimensional and hard to do successfully.
 
“Our first thesis … is as follows: communication in scholarly mathematics serves mainly to cope with mathematical complexity, while communication at school serves more to cope with epistemological complexity” (p. 433)
“Our second thesis can … be stated as follows: in order to understand the meaning of a theorem and the value of its proof, students must have extensive and coherent experience in the appropriate application area. This pragmatic foundation can and should be taught in conscious separation from the formal derivation. Only then will students be able to see the real point of a proof” (p. 434).
This is a lovely informative paper which I enjoyed reading a lot. There is a lot of detail on the history of proof which I have omitted in my little summary here, but this paper is definitely worth a reread should I ever need to do something on proof again.
 
Do not treat this blog entry as a replacement for reading the paper. This blog post represents the understanding and opinions of Torquetum only and could contain errors, misunderstandings and subjective views.
 Muller, J. (2009). Forms of knowledge and curriculum coherence, Journal of Education and Work 22(3), 205-226.
 
I found this paper very detailed and rich with interesting information and discussion. My summary here will only touch on selected points of the paper. I was particularly interested in the links between disciplinary knowledge and identity. If you are teaching a “hard pure” subject (such as mathematics, theoretical physics, chemistry) to students who are studying for a “hard applied” disciplinary qualification (such as engineering), how does that difference affect their identity development in the context of the knowledge being valued in the classroom?
 
The author starts with a historical look at the origin of universities and the subjects studied in the early centuries of European universities. These were the liberal arts, divided into the dominant Trivium (grammar, logic and rhetoric) and the less dominant Quadrivium (arithmetic, astronomy, geometry and music). Three branches of philosophy were also taught and law and medicine “were frequently tolerated” (p. 206). There was substantial focus on understanding the world through inner cultivation and inner discipline. In the seventeenth century the precedence of the Trivium over the Quadrivium started to shift as empiricism and science gained in followers. Application, practicality, innovation and research became more greatly valued than previously.
 
The beginnings of what became modern calculus come from both Newton and Leibnitz. Newton’s development was problem-driven and Leibnitz’s was driven more by rationalism and abstract mathematical logic.
“The difference between these two giants lay in their intellectual approach, deductive in Leibnitz’ case, problem-driven in Newton’s. But it lay too with the internal organisation of science as a ‘pure’ discipline as opposed to that of ‘applied’ disciplines … Scientific knowledge grows by the evolution of ever more abstract and general propositions; this is its epistemic destiny, so to speak. Applied knowledge grows through an accretion of practical solutions to particular problems. Of course it can be, and is, retrospectively rationalised in terms of its scientific generalizability. But its raison d’etre is procedures that work; science’s is principles that are true.” (p. 208)
 
The author points to two “fault lines” in the evolution of the disciplines. The first is between that Arts and Humanities on the one hand (inner) and the Sciences on the other (outer). The second is between pure and applied.
 
The author draws on other work to describe a quadrant of discipline types. There is hard pure (natural sciences), soft pure (social sciences), hard applied (science-based professions) and soft applied (social professions). The different quadrants are discussed in the paper with regard to “paradigmicity”, research, supervision and codification. The characteristics of how knowledge is defined, what knowledge is valued and to what degree it is codified or integrated in a knowledge community impacts on how fast students can gain entry into the knowledge community and how quickly innovation can be recognised.
 
“Although these professions [law, medicine, engineering, accounting and architecture] exercise a strong contextual grip over professional training, the university-based trainers have over the time developed an impressive autonomy over their work, and they tend to present a united front to both the academy and the world. The traditional professions have thus evolved a powerful way to develop a robust professional habitus and identity in their practitioners, deep induction into the ‘values of the profession, its standards of professional integrity, judgement and loyalty’ (Beck and Young 2005, 188). Indeed, these professional identities, albeit ‘projected’ from the profession rather than solely ‘introjected’ from the discipline (Bernstein 2000), are similarly stable and robust.” (p. 214, emphasis in original)
 
The author continues by discussing newer professions of various types. In general the newer professions (he names teaching, clinical psychology, social work, tourism, business studies and information science) tend to be more fluidly defined than the older professions, labour divisions are possibly less defined, they are sometimes less well organised, and the knowledge base is less well-defined and does not yet have a core element which transcends context or location. Professional identities are weaker than in the traditional professions.
 
“To see why, it is useful briefly to consider the dual nature of academic identity. Identity is, like many social science objects, Janus-faced: the one is identification, induction into a community of practice, joining a club of those with similar values and competences; the other face is individuation, developing one’s unique niche or ‘voice’, becoming a recognised innovator in an established tradition. The first face points to identity as dependence, conformity to the community’s values and standards; the second points to identity as independence and novelty, setting new standards (Henkel 2000, 2005). A strong academic identity thus binds the social to the cognitive: it means both a strong, stable intellectual or professional community, and a robust means for recognising and generating innovation within it. The one depends on the other.” (p. 214)
“The curriculum planning message here is that disciplinary foundations are one key to strengthening both the identities of adepts and the research activity in the region.” (p. 215)
 
The author discusses how curricular knowledge and disciplinary knowledge are strongly linked but are not the same. The choices that have to go into designing a curriculum describe a body of knowledge which is related to but not the same as that practised by adepts in the discipline. The author goes on to discuss the difference between conceptual coherence and contextual coherence in curricula. Some linkages are:
Conceptual coherence – vertical curriculum – hierarchy of abstraction and conceptual difficulty – sequence matters – regulated by logic – adequacy is internally guaranteed.
Contextual coherence – segmentally connected – sequence matters less – context is a specialised form of practice – adequacy externally guaranteed (by professional body perhaps).
The form of disciplinary knowledge therefore does constrain a well-designed curriculum by insisting on either conceptual or contextual coherence.
 
Asking the question “What kind of graduate should this qualification produce?” has four possible answers in the form of four qualification routes, which the author calls:
Route 1: Academia; fourth generation professions; leads to PhD; e.g. researchers
Route 2: Traditional and some fourth generation professions; leads to Masters and possible PhD; e.g. engineers
Route 3: General occupations; leads to Bachelors via diplomas; e.g. engineering trades
Route 4: Particular occupations; FET qualifications; e.g. travel agents
[The paragraph above is a terse summary of a much longer discussion.]
 
I shall end my summary with this quote:
“… it is regarded as a matter of social justice [that] the curriculum ought, by moral right, to give access to mobility upwards. To do this, a curriculum ought, as a matter of fairness, include abstract knowledge of the kind that would, if desired, grant the academic conditions for access upwards.” (p. 222)
If anything, this view increases the burden on someone teaching a hard pure subject to students of a hard applied discipline. We want our (applied) students to develop disciplinary identities, yet we need to teach them this (pure) subject in such a way that the knowledge they understand to be valued is that valued by the pure discipline should they desire to take that subject further. I walk away from this paper better informed and even more troubled.
 
Do not treat this blog entry as a replacement for reading the paper. This blog post represents the understandings and opinions of Torquetum only and could contain errors, misunderstandings and subjective views.
 Cobb, P., Gresalfi, M. & Hodge, L.L. (2009). A design research perspective on the identities that students are developing in mathematics classrooms. In B. Schwarz, T. Dreyfus & R. Hershkowitz (Eds.) Transformation of Knowledge through Classroom Interaction (pp. 223-243). New York: Routledge.
 
There are a lot of similarities between this chapter and the 2009 paper previously discussed. The main difference is the discussion here on classroom design experiments – the things that need to be central and the pitfalls you need to watch out for. I haven’t read much on design experiments before (although I probably should have) and I found that part very interesting.
 
An important feature, for instance, of a classroom design experiment is to “develop, test and refine theories, not merely to empirically tune ‘what works’ ” (p. 224). Also, “instructional design and research are interdependent” (p. 224). The design serves as a context for research and the analyses inform ongoing design. There are typically phases of a classroom design experiment: preparing, experimenting, conducting retrospective analyses.
 
In preparing, determining the focus of the experiment is of vital importance and can be a challenge. You need to know what aspects of students’ learning you want to focus on and what is background or of secondary importance. Often such experiments have as focus students’ development of domain-specific skills and reasoning and students’ identification with classroom activity is secondary. Cobb et al. support making students’ identification with classroom mathematical activity the focus. In the second phase, the objective is not to test whether the instructional design works (although that will necessarily be assessed), but to improve the design “by testing and revising conjectures inherent in the design about both the process of students’ learning and the specific means of supporting it” (p. 225). These ongoing analyses are highly selective and often involve “implicit, unarticulated assumptions” (p. 225). Cobb et al. argue that it is critical to “explicat[e] the key constructs used when making these interpretations so that underlying suppositions and assumptions are open to public scrutiny and critique” (p. 226). They put forward their empirically grounded (developed “while conducting retrospective analysis of a classroom design experiment” (p. 226)) framework of the key identity constructs as a way of addressing this concern of explication.
 
I won’t go into detail here on the key constructs (personal and normative identities) as it has been discussed elsewhere, but there is a lot of detail present in the chapter.
 
Interestingly, they discuss Sfard and Prusak’s (2005) narrative framing of identity at some length and make a particular point of discussing their “designated identity” which is related to trajectories into the future. To my mind, this ties in directly with Cobb and Hodge’s (2005) “core identity” yet in this paper they regard it as an “unfortunate oversight” that they (Cobb, Gresalfi and Hodge) did not include a construct related to future trajectory in their interpretive scheme. Surely they did? In 2005? With “core identity”? I’m confused. Anyway, they tie Sfard and Prusak’s designated identity to D’Amato’s extrinsic and intrinsic value (structural or situational significance), which is something I’d like to read more about.
 
I like the fact that they regard Sfard and Prusak’s framework as complementary to their own. Of all the identity theories which I have read, Sfard and Prusak’s narrative framework and Cobb et al.’s key constructs are the ones which make the most sense to me. I’d just like to read more on this lost “core identity” though …
 
Potential further reading:
D’Amato, J. (1992). Resistance and compliance in minority classrooms. In E. Jacob & C. Jordan (Eds.) Minority Education: Anthropological perspectives (pp. 181-207). Norwood, NJ: Ablex.
Horn, I.S. (2006). Turnaround students in high school mathematics: Constructing identities of competence through mathematical worlds. Paper presented at the annual meeting of the American Educational Research Association, San Francisco, CA.
 
Do not treat this blog entry as a replacement for reading the paper. This blog post represents the understanding and opinions of Torquetum only and could contain errors, misunderstandings and subjective views.
 Cobb, P. Gresalfi, M., Hodge, L.L. (2009). An interpretive scheme for analyzing the identities that students develop in mathematics classroom, Journal for Research in Mathematics Education 40, 1, 40 – 68.
 
Previously, I read Cobb and Hodge (2005) which was quite a long report, published online. In it they outline three “key constructs” to describe and analyse identity as doers of mathematics. These key constructs are personal identity (who the student actually becomes in the classroom, including issues of affiliation or alienation), normative identity (obligations, expectations and norms co-constructed by teacher and students) and core identity (the trajectory the student is on, where they see themselves to be and where they see themselves to be going). I found core identity to be the most interesting, for my purposes, of the constructs. It is different from the others in that it reaches outside the classroom, whereas the others are by definition internal to the classroom.
 
In Cobb, Gresalfi and Hodge (2009) (a paper with exactly the same name as the prior report) only personal and normative identities are covered. They are explained clearly and in a lot of detail. The authors describe how these construct can be made empirically viable. I admit that I was disappointed not to see any mention of core identity. Was it omitted for lack of space? Certainly the journal paper had to be a lot shorter than the report. Have the authors abandoned that construct for some reason? Surely not. While the word “core” could be considered a problematic word (Sfard and Prusak () for instance, from their viewpoint of identity as narrative, refuse to consider an identity external to the discourse) the idea of identity linked to trajectory cannot be abandoned. I shall have to look around and see if these authors have published elsewhere on core identity.
 
The authors are particularly interested in three types of situations encountered in the classroom and reported in the mathematics education literature: “those in which students identify with classroom mathematical activity, those in which they merely cooperate with the teacher , and those in which they resist engaging in classroom activities and thus develop oppositional identities” (p. 41). They argue that their identity constructs provide an interpretive scheme which can “attend to the nature of mathematical activity as it is realized in the classroom; to what students come to think it means to know and do mathematics in the classroom; and to whether and why they come to identify with, merely comply with, or resist engaging in classroom mathematical activity.” (p. 41)
 
I can’t really define the constructs in better words than their’s, which are:
“building on Boaler and Greeno’s work, normative identity as we define it comprises both the general and the specifically mathematical opbligations that delineate the role of an effective student in a particular classroom. A student would have to identify with these obligations in order to develop an affiliation with classroom mathematical activity and thus with the role of an effective doer of mathematics, as they are constituted in the classroom. Normative identity is a collective or communal notion rather than an individualistic notion. In contrast, personal identity concerns the extent to which individual students identify with, merely comply with, or resist their classroom obligations, and thus with what it means to know and do mathematics in their classroom.” (pp. 43-44)
 
In the 2005 report, Cobb and Hodge argue that core identity and normative identity need to be reconciled for affiliation to occur, which is not a point argued in this 2009 paper at all. I really do need to read more widely…
 
So, normative identity subsumes general classroom obligations and specifically mathematical obligations. The general obligations are underpinned by the distribution of authority in the classroom and the opportunities for the students to exercise agency, and then agency itself, directly related to the distribution of authority, manifests as two kinds: conceptual agency “choosing methods and developing meaning and relations between concepts and principles” and disciplinary agency “using established solution methods” (p. 45).
 
I can see how a traditional classroom, with authority distributed only to the teacher allows students access to disciplinary agency only. I struggle to see easy ways of allowing access to conceptual agency in my classroom, though. Hmmm. Indeed, the authors mention “The algebra teacher had to accommodate typical concerns of content coverage and accountability within the school” and hence authority was distributed primarily to the teacher only and the students had opportunity only to practise disciplinary agency. This ties in with my situation, with a huge amount of content and a huge amount of accountability. I don’t have freedom to play around with all sorts of imaginative stuff, much as I’d like to. My responsibility and challenge comes in trying to find ways of teaching creatively under that weight of content and accountability.
 
Interestingly, the authors say that, if authority is distributed to teacher and students, then the students need opportunity to exercise conceptual agency otherwise those classrooms are going to be ineffective in supporting mathematical learning since the students “are not practiced at understanding whether or when particular kinds of disciplinary tools might be useful in solving problems” (p. 45). In general (although not always) a classroom where authority resides entirely with the teacher only allows the students to exercise disciplinary agency.
 
Ok, so the types of agency + to whom the students are accountable make up the general classroom obligations. The specifically mathematical obligations consist of the norms for mathematical argumentation + the norms of reasoning with tools and written symbols. These two types of obligations together make up the normative identity. Both types of obligation “are constituted in the course of the ongoing classroom interactions” (p. 46).
In the process of contributing to the “ongoing regeneration of the normative identity as a doer of mathematics as it is realized in the classroom” (p. 47) each student develop personal identities involved with affiliation with or alienation from classroom mathematical activities.
 
I’m struggling to understand how they make personal identity “tractable” for empirical analysis. They refer to the “moral dimension” of the classroom, referring to, I think, the fact that classroom norms and obligations are value-laden. I don’t really get that. How is that a “moral dimension”? Anyway, to investigate personal identity what is important is “documenting students’ understandings of their general classroom obligations, their valuations or appraisals of these obligations, and the grounds for their valuations” (p. 47).
 
The last word:
“Students would have to identify with the role of an effective student as delineated by these obligations in order to develop a sense of affiliation with mathematical activity as it is realized in their classroom. In this process, obligations for others would become obligations for oneself” (p. 63).
 
Do not treat this blog entry as a replacement for reading the paper. This blog post represents the understanding and opinions of Torquetum only and could contain errors, misunderstandings and subjective views.
 
 Sfard, A., Prusak, A. (2005) Telling identities: In search of an analytic tool for investigating learning as a culturally shaped activity, Educational Researcher, 34, 4, 14 – 22. 
 
Identity is a term thrown around a lot in educational and other literature. Sfard and Prusak felt that a definition of identity that is operational is needed if it is to be useful. First and foremost, they define identity as stories about people. The notion of identity differs from other terms such as character, nature and personality in that it is not as “tainted” with undertones of biological determinism and as such is better suited to research located in a sociocultural context. 
 
“[I]n particular, identity features prominently whenever one addresses the question of how collective discourses shape personal worlds and how individual voices combine into the voice of a community” (p. 15) [so group to individual and individual to group] and “the question of the mechanisms through which the collective and the common enter individual activities also lies at the center of educational research on learning” (p. 15). It is known that culture shapes learning. There is a “complex dialectic” between learning and its sociocultural context and identity seems tailor-made to bridge the gap. However, identity can only be really useful if it has an operational definition. The authors says “it is the activity of identifying rather than its end product that is of interest to the researcher”, whose focus is not on identity so much as the “complex dialectic between identity-building and other human activities” (p. 17). 
 
But why not beliefs or attitudes as the bridge between learning and sociocultural context? Beliefs are tricksy things as they imply an existence which is discourse-independent yet how is an analyst to perceive and objectively identify them? Attitudes are similarly tricksy. 
 
Sfard and Prusak refer to Blumer’s test of admissibility, which is something I have not read the original of and probably should seek out. For a concept to be applicable in research it has to meet 3 conditions: we have to know what to look at in order to pinpoint the concept, we need to know how to identify things which are not the concept, and it needs to “enable accumulation of knowledge” (p. 15). Beliefs and attitudes don’t meet these criteria and, in fact, identity is at similar risk unless an operational definition can be found. The authors criticise others’ usage of the word identity without an explanation of what it is or how to use it, however they like Gee and other’s use of the term or idea of narrativisation, of people telling stories about who they are. The flaw they find in this is the postulation of there being some sort of internal thing about which you are telling stories. They call this an “essentialist vision” of identity and consider the notion of identity being something that is extra-discursive and independent of action to be both untenable (it gives us no idea of what to look for) and potentially harmful (descriptors can become self-fulfilling). 
 
Instead of beliefs or attitudes, Sfard and Prusak support the use of identity as a descriptive tool. They provide a collection of definitions which operationalise identity. 
Identity: “we suggest that identities may be defined as collections of stories about persons or, more specifically, as those narratives about individuals that are reifying, endorsable and significant” (p. 16) 
Reifying: the use of verbs such as be, have or can (rather than do) and with the adverbs always, never, usually, etc. that stress repetitiveness of the action. 
Endorsable: the “identity-builder” would agree that the story “faithfully reflects the state of affairs in the world” 
Significant: any change in the story is likely to affect the storyteller’s feelings towards the identified person. Often the most significant stories are those about inclusion in or exclusion from a community. 
 
Actual identity: stories about the actual state of affairs; present tense; formulated as fact 
Designated identity: stories about a state of affairs expected to be the case in the future, having the potential to become part of one’s identity; future tense, or expressed in words evoking obligation, commitment, necessity, wish; not necessarily desired, but always binding; sometimes the person is not aware that there are alternatives; the most important source is narratives authored by others; 
Critical stories: “those core elements that, if changed, would make one feel as if one’s whole identity had changed” (p. 18); without these elements the person would find it hard to tell which stories about him/her were endorsable or not. 
Significant narrators: influential people, “carriers of those cultural messages that will have the greatest impact on one’s actions” (p. 18). 
 
They then define learning as closing the gap between actual and designated identities. 
 
Any narrative can be seen as a triple BAC where A is the identified person, B the storyteller and C the recipient. Without going on any further it is clear that there are therefore multiple identities for any one person, which really has to be part of any definition of identity. Whether any of these three are the same person or not allows us to define three “levels” of identity narrative: 
AAC: the storyteller is the identified person: first-person identity 
BAA: the story is told to the identified person: second-person identity 
BAC: all three are different people: third-person identity 
AAA is a particularly special identity, a first-person self-told identity which is possibly what many people mean when they speak of identity – it has potentially the most impact on one’s actions. Second- and third-person identities have the potential to be incorporated into our first-person designated identities (p. 18). 
 
A merit of this narrative definition of identity is that “human agency and the dynamic nature of identity are brought to the fore” (p. 17); the focus of attention is on things being said, not on something existing behind what is said. As stories, identities are human-made, have authors and recipients, and can change according to need, they are accessible and investigable. A criticism of this narrative definition is that “text” cannot replace experience. Wenger in particular stresses that the words used to express or represent identity are not the identity itself. Sfard and Prusak argue that, while they agree with Wenger that identities originate in the “experience of engagement”, it is the stories one tells about experiences, or the visions of these experiences, that constitute identities, not the experiences themselves. 
 
Of all the theoretical texts on identity which I have covered so far, it is this narrative one I like the best. One reason is that I am wanting to use theory to look at some data I have and that data is largely in the form of interviews. Perhaps on a different data set I might prefer a different theoretical tool. Still, this definition of identity as story, with a split into actual and designated identities with learning drawing those two together really works for me. I shall try to apply this to my data and see what comes out! 
 
Potential future reading
Blumer, H. (1969) Symbolic Interactionism: Perspectives and Methods. Englewood Cliffs: Prentice Hall.
 
Do not treat this blog entry as a replacement for reading the paper. This blog post represents the understandings and opinions of Torquetum only and could contain errors, misunderstandings and subjective views.
 Gee, J.P. (2001) Identity as an analytic lens for research in education, Review of Research in Education, 25, 99 – 125.
 
Identity means being recognised as being a particular kind of person. It can change from moment to moment, from context to context and can be ambiguous and unstable (p. 99). Gee is not interested (in this paper) in the potential existence of some sort of “core identity” but in people’s “performances in society” (p. 99). He provides (p. 100) four ways in which one can be recognised as being a particular kind of person.
Nature-identity: a state developed from forces in nature.
Institution-identity: a position authorized by authorities within institutions.
Discourse-identity: an individual trait recognized in the discourse/dialogue of/with “rational” individuals.
Affinity-identity: experiences shared in the practice of “affinity groups”.
“It is crucial to realize that these four perspectives are not separate from each other. Both in theory and in practice, they interrelate in complex and important ways. Rather than discrete categories, they are ways to focus our attention on different aspects of how identities are formed and sustained” (p. 101, emphasis in original). Different “strands” predominate at different times and in different places.
 
Gee goes on to illustrate these identities in several ways. Some details: 
- N-identities are only identities insofar as they are recognised.
- I-identities could be callings, or could be impositions.
- While D-identities are about individualities, they are determined through discourse or dialogue with other people.
- The term “rational individuals” refers to people who are communicating with the person for some personal reason, not because they are forced to communicate for some reason to do with authority or institutional processes. 
- The types of identity can blur a bit, borrow from one another and support one another. For example, Gee gives the example of a child understood in class, without formal diagnosis, as being ADHD, a D-identity arising from interactions in class. A formal diagnosis of the child being ADHD, supported by school systems would be an I-identity. However “official” recognition signs of ADHD have “floated into people’s everyday recognition systems” (p. 104) which blurs the distinctions somewhat. Another example is that I-identities (such as being a university professor) “require discourse and dialogue to sustain them”, recruiting the forces that sustain D-identities (p. 104-105). 
- A-identities can sometimes be “institutionally sanctioned’ (p. 107) where it is some outside authority (a business, school teachers) that is trying to create an affinity group for some reason. Gee suggests that trying to create a “community” of learners in a classroom is such an object. An affinity group such as Trekkies is a counter example of such an institutionally created group.
- Affinity groups can also be “morally heated” (p. 107, citing others) and make strange bedfellows in trying to bring about social/legal/other change.
 
“One cannot have an identity of any sort without some interpretive system under-writing the recognition of the identity” (p. 107 emphasis in original, citing Taylor, 1994). I really like this. In fact, it seems the whole crux of Gee’s perspective on identities. He goes on to look at the identity of being African American under all four of his identity groupings. In each case (I-identity, D-identity, etc.) there is an interpretive system through which each identity can be recognised. There might be points to argue or disagree with for each of these systems, but they can be seen to exist. Gee points out that D-identities relate directly to recognition (pretty much by definition), the others do too, possibly in less direct and more filtered ways. “If an attribute is not recognized as defining someone as a particular “kind of person” then, of course, it cannot serve as an identity of any sort” (p. 109).
 
To this foursome of socially and historically mediated identities, Gee adds the concept of “core identity”. A person’s core identity is a combination of her trajectory through Discourse space and her narrativization of this trajectory. The trajectory through Discourse space refers to the person’s experiences over time of having been recognised as being a particular kind of person in different context, by different people, some identity recognitions recurring, some not. “The Discourses are social and historical, but the person’s trajectory and narritivization are individual” (p. 111). Note the use of big-D Discourse, which refers to Gee’s widely used theory of how being recognised as a particular kind of person is influenced by a combination of how you look, speak, act, etc. See elsewhere for Gee’s Discourse theory.
 
A section of the paper is devoted to looking at modernism and postmodernism through the lens of Gee’s identity formulations. He also uses the identity formulations to explain what he saw in some literacy classes he attended in a local school. These examples are interesting for the way they illustrate how the identity types can be applied at different grain sizes.
 
With reference to scholarly studies “dealing with how race, gender, class, and ability shape people’s behavior, how they are treated, and the outcomes that result from their interactions with gatekeepers and powerful institutions” (p. 119) Gee draws parallels between his four identity formulations and these studies.
1. He sees the presence of his D-identities in studies related to “interactional achievements” (p. 119) of various gender, race of socio-economic groups. If these studies are concerned with relationships between and interactions across such groups, then D-identities are involved.
2. Studies involving race, gender, etc., involve institutions in one or more ways, how they position themselves, how they position various groups of people, how they could change. As such, I-identities are involved.
3. Studies which either argue against categorisation due to genes, fixed ability, etc., as well as studies which argue for the role of genes, biology, chemistry in determining future consequences are all interested in N-identities.
4. A-identities make their presence felt in studies looking at the development of identities through networking, shared communication, creating of communities both in and out of school. 
 
Do not treat this blog entry as a replacement for reading the paper. This blog post represents the understanding and opinions of Torquetum only and could contain errors, misunderstandings and subjective views.
 Black, L., Williams, J., Hernandez-Martinez, P., Davis, P., Pampaka, M., Wake, G. (2010) Developing a ‘leading identity’: the relationship between students’ mathematical identities and their career and higher education aspirations, Educational Studies in Mathematics, 73, 55 – 72.
 
Black et al use concepts from cultural historical activity theory (CHAT) to develop a theory of identity which is associated with shifting hierarchies of motives within the individual. A student’s evolving sense of self and relationship with mathematics affects their mathematical identity and hence their level of engagement with mathematical studies. Black et al explore two key aspects, namely “how [students] perceive doing mathematics fits with ‘other’ motives – particularly, their understanding of themselves in relation to future aspirations” and “how a connection between future aspirations and ‘mathematical identity’ shifts or changes over time as students progress [through their studies]” (p. 56).
 
In CHAT there is a notion of leading activity (credited to Leont’ev). CHAT “views identity as emerging from engagement in joint object-oriented and socio-culturally mediated ‘activity’” (p. 56). The theory (as I understand it) is that we, throughout our lives, encounter a wide variety and great number of activities. We are a unique product of these “constellations” of activities and experience a variety of motives associated with these activities. These motives and associated “subjectivities” form a hierarchy. Each activity and associated motive forms part of an identity, where we each draw upon a hierarchical collection of identities. Some activities are more significant in one’s development than others, specifically any activity which brings about a change in motive as to why one is carrying out the activity is called a leading activity. Black et al, here adding to existing CHAT concepts, suggest calling the identity invoked by the leading activity and associated motives, a leading identity. A leading activity shapes “psychic processes to the extent that development is essentially dependent on such activities” (p. 57).
 
By understanding (naming? locating? identifying?) a student’s leading identity it may inform the teacher of the student’s understanding of self and his/her trajectory. The authors cite Leont’ev in saying “activities become leading when new motives are generated so that the original motive of actions is surpassed by a new motive, and hence, a new activity” (p. 57). The notion of leading activity can form a useful methodological tool for understanding periods of transition.
 
This approach to identity differs from others in two major respects
1. While the authors acknowledge multiple simultaneous identities as do other scholars, the notion of leading identity indicates an identity which is more significant that others in that it suggests changes in a hierarchy of motives and associated developmental change.
2. Framing developmental change and notions of identity through CHAT allows access to theories of social psychology and socio-situated processes.
 
Motives are derived from aspirations. In order to bring about a change in motive towards studying mathematics and development of a leading identity related to enjoyment of mathematics, there needs to be an aspiration to study mathematics for more than the “exchange value” of good grades. There needs to be an understanding of the long-term “use value” (and labour power) of mathematics and it is the challenge of the instructor and course designer to come up with and design activities which will become leading activities.
 
“[I]t is important that teachers, colleges and policymakers recognise the varied motives students have for studying mathematics. By seeking to understand the particular motive or identity which may be leading for the student at a given point in time, there is much to be gained in terms of offering tailored support and appropriate ways of teaching and learning mathematics. Therefore, we suggest a move away from strategies which focus on maximising the exchange value of grades” (p. 71).
 
Potential future reading
Boaler, J. (2002) Exploring the nature of mathematical activity; using theory, research and ‘working hypotheses’ to broaden conceptions of mathematics knowing, Educational Studies in Mathematics, 51, 1-2, 3 – 21.
Boaler, J., Greeno, J. (2000) Identity, agency and knowing in mathematical worlds, in J. Boaler (Ed.) Multiple Perspectives on Mathematics Teaching and Learning (pp. 45 – 82). Westport: Ablex.
Solomon, Y. (2007) Not belonging? What makes a functional learner identity in the undergraduate mathematics community of practice? Studies in Higher Education, 32, 1, 79 – 96.
Williams, J. (2008) Towards a theory of value in education. Paper presented at the Society for Research in Higher Education Conference, Liverpool, December.
William, J., Davis, P., Black, L. (2007) Sociocultural and Cultural Historical Activity Theory perspectives on subjectivities and learning in schools and other educational contexts. International Journal of Educational Research, 46, 1-2, 1 – 7.
 
Do not treat this blog entry as a replacement for reading the paper. This blog post represents the understanding and opinions of Torquetum only and could contain errors, misunderstandings and subjective views.
 Cobb, P., Hodge, L.L. (2005) An interpretive scheme for analyzing identities that students develop in mathematics classrooms, http://www.udel.edu/educ/whitson/897s05/files/Cobb_ID.pdf, most recently accessed January 2018.
 
I am interested in finding various theoretical perspectives on identity and identity development of (preferably university) students studying mathematics. After having read widely, I could potentially compare and contrast, but right now I’m just trying to get a sense of what is out there.
 
In this paper, Cobb and Hodge introduce three key constructs of identity, namely normative identity, personal identity and core identity. Here are some definitions, taken from the text:
Normative identity: “The normative classroom identity is concerned with the obligations that a student has to fulfil in order to be an effective and successful mathematics student in that classroom. These obligations involve general norms for classroom participation as well as specifically mathematical norms.” (p. 11); “the type of person the students would have to become to be mathematical people” (p. 16)
Personal identity: “The facets of personal identity that emerged from our analysis concern students’ understandings and valuations of their general and specifically mathematical classroom obligations together with their assessments of their own and others’ developing mathematical competences.” (p. 25); “who they actually become in the classroom” (p. 16)
Core identity: “envisioned life trajectories … , of who the students viewed themselves to be and who they wanted to become” (p. 2); the person’s “life story” is of central importance to core identity, but core identity is not reducible to the life story (p. 27); They link to Gee’s notion of core identity, also Gee’s use of “life stories” which has echoes of Sfard and Prusak’s work. Gee’s identity constructs will be discussed in a later blog post, as will Sfard and Prusak’s.
 
An important feature of the normative identity is that it is classroom-dependent and is co-constructed by teacher and students. They refer to how the teachers and students “contribute to regenerations of patterns” (p. 12 and elsewhere). “ ... students are seen to contribute to the initial constitution and ongoing regeneration of the normative identity, and to develop their personal classroom identities as they do so” (p. 16, emphasis added). The norms that they looked at in their classrooms of interest were social norms and specifically mathematical norms, for instance taking notes and asking questions were social norms, and what constituted a mathematical explanation and how information is presented are mathematical norms. Interestingly, they point out that norms are most obvious when they are transgressed. The authors argue against the notion that students are invited to adopt a normative identity in a specific classroom, independent of their participation. Aspects of the core identity need to be reconciled with the regeneration of the classroom normative identity in order to develop an affiliation with mathematical activities. Or is it the other way around?
 
With reference to Martin’s (2000) study, they consider successful students to have reconciled their core identities with the classroom normative identity through their development of personal identity as doers of mathematics (p. 2). So, let’s see, students enter any classroom with an existing core identity related to mathematics which involves their internal trajectory of where they are going with relation to mathematics. They presumably also have some vestige of a personal identity as a doer of mathematics as constructed in previous mathematics classes, but potentially quite changeable depending on the specific classroom context they find themselves in now. During the practise of classroom activities, the students and teachers co-construct the normative identity (surely the teacher plays the larger role, though?) and it is through this co-construction that personal identities are developed or changed. The greater the sense of affiliation with the mathematical activities, the greater the reconciliation between aspects of core identity and normative identity. Hmm. I’m pretty sure I’m mangling this.
 
Cobb and Hodge report three difficulties they have with prior research on identity. First, they find a contradiction in identity theories from a situated perspective. They use as example Boaler & Greeno (2000) who describe identity as contextual yet also refer to a stable transcontextual identity. Secondly they feel that limited guidance is provided to teachers by other identity formulations. Thirdly they feel the word identity is used in too many different ways. They hope their three constructs counter these three difficulties.
 
They discuss (citing Nasir, 2002) how the development of a sense of identity and affiliation with a community of practice can motivate new learning and the gaining of new skills. They recognise the instructional value of cultivating such affiliation, but also argue that a sense of affiliation with mathematical literacy in general is an important goal in its own right. Again drawing on Nasir (2002), they illustrate the following (linear?) sequence: 
Development of more engaged personal identity leads to
reasoning about data in increasingly sophisticated ways, which leads to
participating in class in new ways, which leads to
affiliation with mathematical activity in class, as well as
increased mathematical competence.
They wield the hefty word equity in reference to the cultivation of interest in mathematics in and out of school and hence development of a personal identity as a doer of mathematics.
 
In closing, some lines from the Discussion (p. 31):
The authors argued “that an analysis of the personal identities that students develop in a particular classroom provides a way of accounting for students’ persistence, interest in, and motivation to engage in mathematical activity as it is constituted in that classroom. In addition, we argued that students’ development of personal identities that involve a sense of affiliation with mathematical activity should be an important instructional goal in its own right in that it related directly to issues of equity in mathematics education”
 
Potential future reading
Boaler, J., Greeno, J. (2000) Identity, agency and knowingin mathematical worlds, in J. Boaler (Ed.) Multiple Perspectives on Mathematics Teaching and Learning (pp. 45 – 82). Stamford, CT: Ablex.
Gee, J.P. (2001) Identity as an analytic lens for research in education, Review of Research in Education, 25, 99 – 125. Note: check to see if there are other Gee (2001) refs, this C&H paper is unclear.
Gee, J.P. (2003) What Video Games Have to Teach Us about Learning Literacy. New York: Palgrave/MacMillan.
Martin, D.B.  (2000) Mathematics Success and Failure among African-American Youth. Mahwah, NJ: Erlbaum.
Nasir, N.S. (2002) Identity, goals and learning: Mathematics in cultural practice, Mathematical Thinking and Learning, 4, 213 – 248.
 
Do not treat this blog entry as a replacement for reading the paper. This blog post represents the understanding and opinions of Torquetum only and could contain errors, misunderstandings and subjective views.
I shall use this blog to record my notes on readings of academic papers. I used to have this blog on a different platform and shall first shift across all my old entries before I begin new ones. 

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